Finra.Org

finra.orgFinanceno auth

FINRA regulatory site for BrokerCheck broker and firm lookup, registration and disciplinary history, regulatory data catalog, and investor education resources.

BrokerCheck Individual Search

ASYNCREADNo auth

Searches BrokerCheck by name and returns matching brokers with CRD ids and employment history.

ParametersFormJSON

search_query*

Name or keyword to search for registered individuals and firms in BrokerCheck

start

start (optional).

nrows

nrows (optional).

hl (optional).

sort

sort (optional).

wt (optional).

searchInFirms

searchInFirms (optional).

includePrevious

includePrevious (optional).

cost: 2 credits · balance: 0

curl https://api.openwire.sh/v1/wire/task \
  -X POST \
  -H "X-API-Key: $ANAKIN_API_KEY" \
  -H "Content-Type: application/json" \
  -d '{
    "action_id": "act_finra_org_brokercheck_individual_search",
    "params": {
      "search_query": "Smith",
      "start": "0",
      "nrows": "20",
      "hl": "true",
      "sort": "score desc",
      "wt": "json",
      "searchInFirms": "true",
      "includePrevious": "true"
    }
  }'